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Angesichts von Extremwetterereignissen, Klimaprognosen und Bewegungen wie Fridays for Future lässt sich schwer leugnen, dass ein Teil der Menschheit auf eine Weise lebt, die eine gut bewohnbare Welt höchst unwahrscheinlich macht. Städten wird in dieser Situation eine zentrale Rolle zugeschrieben. Sie können die Welt vor der Erderwärmung retten - oder sie sind die Ersten, die untergehen. Doch was genau wird getan, um Städte in Richtung Nachhaltigkeit zu transformieren? Britta Acksel nimmt Aktionspläne, Klimafestivals, Awards und weitere Transformationsinstrumente in den Blick. Ethnographisch fundiert zeigt sie auf, wie sich die Arbeit mit dieser speziellen Form von Policy-Werkzeugen gestaltet - und welche Bemühungen besonders aussichtsreich erscheinen.
The current momentum in the electrification of the car fuels hope for a transition in mobility. However, electric vehicles have failed before and it is thus asked: What is the potential of e-mobility developing as a sustainable system innovation? In order to deal with this challenge analytically, a theoretical framework is developed: the concepts of transformative capacity of a new technology (do electric vehicles trigger "social" innovations, e.g. new business models or use patterns?) and system adaptability (how stable is the mobility regime?) are introduced and the issue of sustainability is discussed. This framework will be explored for the German innovation system for e-mobility. It can be shown that electric cars will only be successful when part of a system innovation and that the German innovation system is dominated by regime actors and thus potentially used as a way to fend off more substantial change.
In 2009, the German government launched its "National Development Plan for Electric Mobility" which set the concrete target of having 1 million electric vehicles on the road by 2020. However, there have been hypes around e-mobility before and even if this goal were to be reached, a merely quantitative aim of a certain number of electric vehicles will not suffice to contribute to a more sustainable development in transport. This requires a more comprehensive vision of sustainable e-mobility as a system innovation. Thus, the question addressed in this thesis is: How can we assess - at this critical early stage - whether there is potential for e-mobility developing as a sustainable system innovation? A theoretical framework will be developed for assessing the potential of a wider transition at an early stage by analyzing current patterns of socio-technical co-evolution and embedding these in a wider framework of the structural dynamics involved in transitions. The aim of the analysis is to identify whether 'system-innovative' projects do emerge in the case of Germany/Baden-Württemberg and what patterns (e.g. in terms of specific actor constellations, institutional adjustments etc.) can explain this. It will be shown that the system-innovative potential of this e-mobility niche remains limited, due to the powerful influence of incumbents, conflicting political goals and traditional science approaches. A few more system-innovative activities emerge where powerful actors from outside are involved, who are capable of viewing mobility in a more systemic way (e.g. actors from the public transport or housing sector). It is argued that the role of large demonstration projects is important, but they need to be designed as transdisciplinary research projects from the beginning.
In the context of the larger sustainability discourse, "sufficiency" is beginning to emerge as a new value throughout Western societies, and the question asked in this article is: Can we observe and conceptually identify opportunities to link successful business strategies of incumbents to principles of sufficiency? Thus, how feasible is sustainable entrepreneurship for incumbents? In this paper, a conceptual approach is developed combining insights from sociology, transition research, management and sustainable entrepreneurship research with a focus on narratives as a translation mechanism in situations where tensions emerge between corporate narratives and unexpected societal trends, e.g., the emergence of sufficient lifestyles. It will be shown that even though these are still a niche phenomenon, a focus on corporate narratives is an important element in understanding the role of incumbents in transitions to sustainability.
"Sufficiency" is beginning to emerge as a new value throughout Western societies and the question asked in this article is: Can we observe cases with actual opportunities to link successful business strategies of incumbents to principles of sufficiency? Thus, how feasible is sustainable entrepreneurship for incumbents? As an innovative conceptual approach, it will be analyzed how brand claims function as narrative translation mechanisms in situations where tensions emerge between corporate narratives and unexpected societal trends, e.g. the emergence of sufficient lifestyles. It will be shown that even though these are still a niche phenomenon, a focus on powerful brands and the narratives connected to them are an important element in understanding the role of incumbents in transitions to sustainability.
The International Sustainability Transitions Conference (IST) will discuss advances in the field of sustainability transformations. The conference will be organized by the Sustainability Transitions Research Network, in which both the Wuppertal Institute and Leuphana University of Lüneburg participate.
Klimaneutralität : Optionen für eine ambitionierte Weichenstellung und Umsetzung : Positionspapier
(2021)
Seit der im Jahr 1972 erschienenen Studie "Grenzen des Wachstums" hat sich die ökologische Debatte stark auf die Gefahr der Verknappung von Rohstoffen konzentriert. Die neuere Umweltforschung zeigt, dass noch weit vor dem Ende der fossilen Rohstoffe andere Umweltgrenzen überschritten werden. Der Beitrag widmet sich den sich daraus ergebenden Konsequenzen für Unternehmen.
Navigating within planetary boundaries : transformation into a post-fossil economy as a challenge
(2013)
The concept of regime and "flat ontologies" : empirical potential and methodological implications
(2012)
The transformation processes towards a sustainable development are complex. How can science contribute towards new solutions and ideas leading to change in practice? The authors of this book discuss these questions along the energy transition in the building sector.
A transformative research that leaves the neutral observer position needs appropriate concepts and methods: how can knowledge from different disciplines and from practice be integrated in order to be able to explain and understand complex circumstances and interrelations? What role do complex (agent-based) models and experiments play in this respect? Which mix of methods is required in transformative science in order to actively support the actors in transformation processes?
Theses questions are illustrated by the example of the BMBF funded project "EnerTransRuhr".
Die Transformationsprozesse hin zu einer nachhaltigen Entwicklung sind komplex.
Wie kann Wissenschaft dazu beitragen, dass neue Lösungen und Ideen in der Praxis zu Veränderung führen? Dieser Frage gehen die Autorinnen und Autoren am Beispiel der Gebäudeenergiewende nach. Eine transformative Forschung, die den neutralen Beobachterposten verlässt, braucht entsprechende Konzepte und Methoden: Wie kann Wissen aus unterschiedlichen Disziplinen und aus der Praxis integriert werden, um komplexe Sachverhalte und Zusammenhänge zu erklären und zu verstehen? Welche Rolle spielen komplexe (agentenbasierte) Modelle und Experimente dabei? Wie sieht der Methodenmix einer transformativen Wissenschaft aus, die Akteure bei Transformationsprozessen aktiv unterstützt? Illustriert werden diese Fragen am Beispiel des vom BMBF geförderten Forschungsprojektes "EnerTransRuhr".
Der Oberbürgermeister der Stadt Wuppertal hat in seinem 100-Tage-Programm das Ziel ausgegeben, die Stadt bis 2035 auf den Weg Richtung Klimaneutralität zu bringen. Das Wuppertal Institut hat in einer Sondierungsstudie die zentralen Handlungsfelder zusammengestellt und hebt hervor, welche Herausforderungen damit verbunden sind. Deutlich wird: Wuppertal alleine kann das nicht schaffen. Es braucht dazu veränderte Rahmenbedingungen auch auf Landes- und Bundesebene, die dieses ambitionierte Ziel unterstützen. Doch bis dahin kann auch die Stadt selbst einiges anstoßen.
In this thesis, the systematic, situation-oriented selection of approaches to sustainability assessment and effects of selection on assessment results are investigated. The central focus lies on the practice-oriented design of a framework to support selection decisions as well as the necessary criteria and scales for the systematic, quantifiable description of assessment approaches and assessment situations within such a framework. Sustainability assessments are important instruments for the derivation of goals, strategies and measures for shaping sustainable development in all domains. They provide decision-makers in science, industry, politics and society with vital answers to sustainability-related questions that arise in the most diverse contexts. Numerous different assessment approaches are available for carrying out sustainability assessments within such assessment situations. Because of the multitude and diversity of assessment situations and approaches, not every approach is fitting for every situation. In current practice, the fit between approaches and assessment situations is not, or only insufficiently, taken into account when selecting sustainability assessment approaches. Furthermore, no systematic studies have yet been conducted on the effects of approach selection on assessment results. The central result of this work is a concept for the situation-oriented selection support of sustainability assessment approaches based on a Multi-Criteria Decision-Making framework. With the framework, "fitness scores" are calculated, which are used to quantify and operationalize the fit between assessment approaches and assessment situations. With the developed concept, different assessment approaches are selected and exemplarily applied within a use case. Hereby, the effects of approach selection on assessment results are examined. On the basis of the knowledge gained with regard to approach selection, framework development and application, the potentials and limits of assessment approaches widely fitting for diverse assessment situations are finally derived.
The contribution of natural resources and ecosystems to economic processes still remains under-assessed by market evaluation and productivity analysis. Following the historical lines of the classical productivity debate ranging from the French Physiocrats to early neoclassical growth theories, the productivity concept underwent a gradual transformation from its previous understanding based on natural resources and other environmental factors to its contemporary narrow notion. This paper claims that the course of the classical debate has shaped the scope of predominant contemporary analysis. Except for some very recent findings, multifactor productivity largely focusses on a two-factor model. Material Flow Analysis (MFA) provides a useful step for widening the measurement and notion of productivity.
The article analyses Japanese approaches to dealing with eco-efficiency from an institutional perspective. Our main outlook is that though promising attempts have been made despite the overall economic crisis, a better horizontal coordination among both administrations and businesses is required. The governance processes can be analysed following approaches developed by New Institutional Economics and related policy analysis. The paper is divided into three sections. The first introduces the concept of eco-efficiency and explains the demand for regulatory policies from theories of market failures; the paper argues in favour of innovationoriented regulation. The second examines how a nation's institutional capabilities influence knowledge generation towards new solutions that sell on the markets; the "capacity-building approach" as developed by Martin Jänicke is explicitly discussed. The third section discusses contemporary Japanese policies with regard to waste, energy and material flows both on the governmental and the business level. It explains how European approaches diffuse and merge with domestic Japanese institutions. However, governance of eco-efficiency is expected to continue to differ due to ongoing national differences and specific conditions of knowledge creation.
The paper sketches out a theoretical framework for analysing the interplay between eco-efficiency, cognition and institutions. It derives from analytical shortfalls of the prevailing literature, which features strongly engineering and business economics, by using insights from New Institutional Economics, from Cognitive Sciences and, partly, from Evolutionary Economics. It emphasises the role cognition and institutions play in the adoption of "green" technologies by firms. A cognitive perspective derives from recent research on simple heuristics and context-based rationality; it is proposed that those recent findings can serve to analyse decision-making of individual actors or firms and, thus, should complement economic analysis. A second proposition is that eco-efficiency and normative rules such as a Factor Four strongly rely upon institutions, i.e. the ability of institutions to evolve over time and the development of those institutions that are most appropriate to enhance technological change. In this regard, business institutions and competition are crucial, but regulatory needs remain in order to safeguard continuity of knowledge creation. The framework allows for an analysis why overall adoption of eco-efficiency still can be considered relatively slow and why some markets and firms are far ahead. As a brief case study the article reflects upon German waste law’s ability to enhance eco-efficiency.
Ende der Arbeitsproduktivität? : Von der Produktivität der Arbeit zur Produktivität der Ressourcen
(1998)
The paper sketches out a theoretical framework for analysing the interplay between eco-efficiency, cognition and institutions. It derives from analytical shortfalls of the prevailing literature, which features strongly engineering and business economics, by using insights from New Institutional Economics, from Cognitive Science and, partly, from Evolutionary Economics. It emphasises the role cognition and institutions play in the adoption of "green" technologies by firms. A cognitive perspective derives from recent research on simple heuristics and context-based rationality; it is proposed that those findings can serve to analyse decision-making of individual actors respectively firms and, thus, should complement economic analysis. A second proposition is that eco-efficiency and normative rules such as a Factor Four strongly rely upon institutions, i.e. the ability of institutions to evolve over time and the development of those institutions that are most appropriate to enhance technological change. In this regard, business institutions and competition are crucial, but regulatory needs remain in order to safeguard continuity of knowledge creation. The framework allows for an analysis why overall adoption of eco-efficiency still can be considered relatively slow and why some markets and firms are far ahead. As a brief case study the article reflects upon German waste law's ability to enhance eco-efficiency.
Ressourcen
(2003)
The paper explores a framework for analysing governance towards sustainable development. Departing from the thesis about a possible positive role for corporate action, it refers to recent theorizing about both market and government failures. Discussing externalities, public goods, information and adaptation deficits, as well as bureaucracies' self-interest, corruption and capture of the regulator, the paper stresses the importance of governance aiming at synergies between corporate and political governance. Concerning framework conditions, it outlines principles of regulated self-regulation. Following the thesis about a positive role, the paper adds recent insights about theories of the knowledge-based firm, which help to analyse market evolution. In this context, it outlines the concept of "responsible corporate governance". Because governance involves actors in their daily operations and certainly goes beyond setting a frame, the paper finally discusses innovation-inducing regulation, serving complementary functions to a framework and business operations. The conclusion is drawn that governments' main function is to facilitate learning processes, thus departing from states' function as known from welfare economics. Thus, governance will have to be explored as collective learning, involving business, governments, and civil societies’ actors.
Gemeinsames Umweltmanagement in Unternehmensnetzwerken : das Beispiel der Eco-Industrial Parks
(2000)
Der Beitrag erörtert Möglichkeiten und Grenzen eines gemeinsamen Umweltmanagement in Unternehmensnetzwerken am Beispiel von ökologisch ausgerichtete Industrieansiedlungen ("Eco-Industrial Parks"). Der erste Teil untersucht Netzwerke als marktnahe Institutionen. Es wird dargestellt, dass vertikale und horizontale Netzwerkformen die Produktions-, Entsorgungs- und Transaktionskosten von Unternehmen absenken können. Technologische sowie kognitiv-institutionelle Pfadabhängigkeiten können diesen Vorteil begrenzen. Im Umweltmanagement können über Netzwerke Kosten abgesenkt sowie Innovationen angestoßen werden. Im zweiten Teil werden Eco-Industrial Parks analysiert. Als Fallbeispiele werden Kalundborg, Fairfield, Burnside, Brownsville und Kitakyushu betrachtet. Der Beitrag kommt zu dem Schluss, dass die Startphase der Parks Anlass zu vorsichtigem Optimismus gibt. Augenmerk sollten der Ausgestaltung institutioneller Kooperationsformen für eine kontinuierliche Umweltentlastung sowie Prüfverfahren gelten.