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Most air-conditioned buildings in India operate as Mixed-Mode Buildings (MMBs), either fully air-conditioned or with natural ventilation depending on the weather. Energy consumption for space cooling is a vital end-use service in buildings. Air-conditioning is expected to increase significantly due to high growth estimates in building construction, sales of Room Air-Conditioners (RACs), and real income growth. Therefore, this thesis examines the most influential design and control parameters that influence the potential of MMBs in India in relation to their thermal and energy performance. The primary features of MMBs analysed in the research project are as follows: shutting windows at night makes night ventilation redundant; natural ventilation through ceiling fans and windows is utilised to maintain optimal thermal conditions in naturally-ventilated mode and RACs are employed in air-conditioned mode. This thesis poses three research questions and aims to answer them. Firstly, what are the research gaps in assessing thermal and energy performance in mixed-mode buildings in India? Secondly, what is their potential concerning key operating conditions, and which parameters affect this potential? Lastly, how can these influential parameters be optimised? To answer these questions, three research methods were employed: 1) literature review; 2) large-scale simulation of building energy performance combined with uncertainty and sensitivity analysis; and 3) field studies of user behaviour with regards to RACs and the impact of ceiling fans and RACs on indoor conditions and energy consumption. The study identifies the cooling set point temperature as the most influential control parameter. In general, input parameters related to building design, shape and geometry were considered more important than those related to construction parameters. Furthermore, the study highlights that a set point temperature of 28 or 30°C is sufficient to maintain indoor comfort according to the Indian Model for Adaptive Comfort (IMAC) for residential buildings. If a specific airflow is required, it would use the least energy to run the ceiling fan at a low speed, usually set at 1.
Climate change is a transformation challenge. It requires the transformation of a patchwork of independent socio-technical systems. These complex systems have their own specific challenges and path dependencies. Lukas Hermwille introduces a perspective on socio-technical complexity to the study of global climate governance and asks what governance arrangements on the international level, in particular the United Nations Framework Convention of Climate Change (UNFCCC) and its Paris Agreement, can offer to facilitate and foster the required transformational change. His work shows the importance of the discursive power of global climate governance, shifting the expectations and visions of the future of key actors and, as a corollary, changing their investment decisions of today towards a more sustainable future.
The transformation of cities towards sustainable and inclusive development is a key objective of the New Urban Agenda (United Nations 2017). Transport infrastructure is a critical factor in shaping cities, determining the energy intensity of mobility and providing access to essential social and economic opportunities. The sector also plays an important role in global climate change mitigation strategies, as it currently accounts for about 23% of global energy-related greenhouse gas emissions (IPCC 2014).
There is substantial potential to improve urban access, air quality, safety and the quality of life in cities along with reducing Greenhouse Gas Emissions if an integrated policy approach is applied that combines all intervention areas for transport policy and involves all levels of government. A package that achieves low-carbon transport and fosters sustainable developed includes avoided journeys through compact urban design and shifts to more efficient modes of transport, uptake of improved vehicle and engine performance technologies, low-carbon fuels, investments in related infrastructure, and changes in the built environment. From a governance perspective, all relevant political institutions at the local and national level need to be involved in the coalition building along with key societal actors, such as unions, industry and civil society organisations. Bringing the policy objectives of these actors together with an integrated policy package is a vital step towards a low-carbon, sustainable mobility system.
Policy design and governance are critically interlinked as the ability of institutions to find a political consensus and to maintain policy stability heavily influences the success of measures to shape the transformation pathway towards sustainable mobility. This thesis aims to analyse these linkages and highlight the role of different policy and governance approaches. This analysis builds on transport and urban development research, but takes a transdisciplinary research perspective, building on the Multi-Level-Perspective on sustainability transitions (Geels 2002) and aims to highlight the potential for a consensus oriented policy approach (Lijphard 1999) that builds on co-benefits among key policy objectives and coalitions among key political actors, which leads to the main question for this thesis and the focus areas for the analysis.
This thesis investigates the relationship between public and private sector efforts to optimise energy efficiency finance initiatives in an emerging country context, using Thailand as a case study. Demand-side energy efficiency measures could significantly reduce pressures on energy systems in emerging economies in Southeast Asia while at the same time reducing greenhouse gas emissions. Rapidly increasing energy needs, combined with dependence on fossil fuel imports have put energy systems in the region under pressure. Due to high urbanisation growth rates, and comparatively inefficient industries, demand-side energy efficiency measures could be part of the solution. The lack of external energy efficiency finance for industry and building owners is a major barrier, but reports and country examples contain mixed messages about how to best overcome this challenge. The dominant discourse around energy efficiency finance originates from international organisations who advocate for the public sector to focus all efforts on maximising private sector investments. However, developed country experience and some emerging country examples, suggest that the problem is more complex. Therefore, this thesis focuses on how to optimise energy efficiency finance. Thailand serves as a case study due to the range of energy efficiency initiatives designed and implemented in that country since the early 1990s. Transition studies and Multi-Level Perspective, were chosen as the theoretical framework and heuristic tool for the analysis. Qualitative data in the form of interviews with forty-eight experts from government, the private sector and academia form the core of this research. The research found that in Thailand, after more than 10 years of public sector support for energy efficiency finance initiatives, success in the private sector has been limited. Challenges identified include: (1) a lack of de-risking measures (2) renewable energy projects receiving most funding; (3) lack of guidance from the Central Bank of Thailand and (4) missing cross-coordination with relevant ministries to create additional demand for energy efficiency finance services. Suggestions for next steps are provided. The main finding from this research is that EEF in an emerging country context will never be transitioned 100% to the private sector, but will be reliant on long-term consistent support from the public sector. Policy makers and international organisations must therefore carefully evaluate the existing framework conditions before choosing which energy efficiency finance initiatives to support. The Multi-Level Perspective analytical framework could provide such an analytical tool to further unleash the energy efficiency potential in Southeast Asia.
The adverse environmental impacts from inefficient building construction increase if measures to reduce energy and resource use, through stringent building policies and efficient technology, are not implemented in developed and developing countries. To illustrate a holistic approach to reducing buildings' energy and resources, the comparison of energy efficient and green buildings in terms of their technological aspects and their policy context in developed and developing countries, mainly in Europe, the USA and India, is presented together with a policy package recommendation for Nepal. A quality review of multiple literature sources, supported by various expert opinions, were the methods used for this in-depth analysis.
It discusses that mandatory building standards, voluntary labels, information instruments and financial incentives are the most effective combination for the shift towards market transformation, that results in a higher share of energy efficient and green buildings. The lesson such as higher compliance with, and enforcement of, building energy standards can be seen in developed countries (e.g. Germany). Looking at a building's life cycle perspective, it is not sufficient to focus solely on operational energy reduction in higher energy efficient buildings as this is achieved by the increased use of energy intensive materials. Green requirements must be considered in updating building energy standards and labels, particularly for developed countries. Green building certification will also become more effective when the stringency of energy standards is higher and when the whole building life cycle assessment is considered. Due to the increasing scarcity of energy and resources, many developing countries are forced to face up to the need for holistic green buildings. Although baseline standards are not as high as in most developed countries and national financial support is low, the gradual move towards making the standards more stringent and incorporating the wider scope of resource saving are positive developments in developing countries (e.g. India). However, to achieve significant success, strategies must include the establishment of a suitable funding environment, a political commitment and a strong government vision for long term and sustainable building construction. The challenges faced by Nepal are even greater due to the fast pace of urban growth and the absence of energy and resource efficient buildings policies, highlighting the need for an effective policy package. Overall, this dissertation demonstrates how energy efficient and green buildings are interlinked. Green buildings reinforced with higher levels of energy efficiency and energy efficient buildings incorporating green requirements are stepping-stones for achieving greater building energy and resource efficiencies. And a suitable policy package fosters its development.
For a long time, water shortages and flooding have been challenges in many parts of China. Meanwhile, the Chinese government announced the change of water management from engineering-oriented approach towards integrated approach in the last decades. However, the announced changes in management approach does not necessarily lead to the wide implementation of institutions, infrastructures and practice. They can be confronted by a strong resistance from the existing management approach. In fact, the development of water resources management is a complex process. Such a complexity raise the following questions: did fundamental changes really take place in the structure of water supply and demand management and flood management in China? If yes, how? In order to answer this question, the author (1) developed conceptual frameworks to enable a detailed and precise analysis of regime development; (2)applied the elaborated conceptual frameworks to explore the development of the water resources management regime in China, at the example of three case studies. These three case studies were: - Flood Management (IFM) took place in the Dongting Lake Area in the middle Yangtze River, - Water allocation in the Yellow River Basin, - The experimentation period of Water Saving Society in China. With the support of the developed framework, the case studies show that fundamental changes, i.e. transitions, have taken place in flood management regime and water supply-demand regime in China, but transitions have not yet completed, due to, namely, the lack of reconfiguration of other regime components and other relevant regimes. In addition, the case studies also depict how the start of transitions were triggered and how informal learning processes influenced regime development. The thesis contributed to sustainability transitions research by developing an operational approach to analyze transitions of water resource management regime and by expanding the empirical basis for transitions research to natural resources management regime in emerging economies.